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Openai·Machine Learning Engineer·Technical Phone Screen·Senior

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Jul 2026Remote

Summary

Hands-on PyTorch screen for an MLE role at OpenAI, two parts back-to-back in a shared code editor. Part A was debugging a broken miniGPT and adding KV caching, Part B was implementing matmul forward and backward from scratch plus a parallel scan discussion. About an hour total and it moves fast.

Questions Asked (8)

Q1

You're given a small decoder-only transformer that runs without crashing but produces garbage text during autoregressive generation. Find and fix the logical bug(s), then walk through your debugging process step by step.

Root Cause AnalysisTechnical Trade-offs
Author's notes

This was the part that stressed me out most.

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AI HintsAI Generated

Suggested Approach

Start by reproducing the garbage output and confirming the model runs without crashing, then systematically isolate the bug by testing each component (tokenization, embeddings, attention, positional encoding, causal masking, layer norm, output projection) against a reference implementation. Use a divide-and-conquer strategy: first verify the forward pass with a known input, then check autoregressive generation step by step, and finally validate the training/inference consistency.

Pro tip: Emphasize that you would first check the causal mask and positional encoding, as these are the most common sources of garbage output in decoder-only transformers, and mention that you would write unit tests for each submodule to catch silent logical errors.

1. Reproduce and characterize the bug

Run the model with a fixed seed and simple prompt to confirm the garbage output, and note whether it's random noise, repetitive, or partially coherent to narrow down the cause.

2. Validate the forward pass with a known input

Feed a simple sequence through the model and compare intermediate activations (e.g., embeddings, attention scores, layer outputs) against a reference or hand-computed values to locate the first divergence.

3. Inspect critical components for logical errors

Check causal masking (ensuring no future tokens are attended to), positional encoding (correct application and no off-by-one), layer normalization (correct axis and epsilon), and attention scaling (dividing by sqrt(d_k)).

4. Test autoregressive generation loop

Verify that the generation loop correctly appends new tokens, updates the key/value cache (if used), and shifts the input window; ensure the model is in eval mode and dropout is disabled.

5. Fix and verify with regression tests

Apply the fix, then run the model on a small dataset to check for coherent output, and add unit tests for the fixed component to prevent future regressions.

Key Points to Mention

  • Causal masking: ensure the mask is correctly applied to prevent attending to future tokens, especially in the first layer and during generation.
  • Positional encoding: verify that positional information is added correctly and consistently between training and inference, and check for off-by-one errors.
  • Attention scaling: confirm that attention scores are scaled by 1/sqrt(d_k) to avoid softmax saturation.
  • Layer normalization: check that normalization is applied over the correct dimension and that epsilon is appropriate.
  • Autoregressive loop: ensure that the model input is shifted correctly, and that the key/value cache (if used) is updated properly.
  • Training/inference consistency: confirm that dropout is disabled during evaluation and that any other stochastic layers behave deterministically.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q2

After fixing the generation bug, implement key-value caching so that each decode step only attends over the cached prefix rather than recomputing the full sequence.

System DesignTechnical Trade-offs
Author's notes

Felt okay on the concept but fumbled the implementation detail of which axis to concatenate along.

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AI HintsAI Generated

Suggested Approach

Start by clarifying the bug fix and the current decoding loop, then explain how KV caching changes the attention computation to use only the cached keys and values for the prefix. Walk through the implementation steps, including cache initialization, updating the cache at each step, and adjusting the attention mask, while highlighting trade-offs like memory usage and latency improvements.

Pro tip: Emphasize that KV caching is not just an optimization but a fundamental shift in how you manage state during inference; mention that you'd validate correctness by comparing outputs with and without caching and monitor memory growth for long sequences.

1. Clarify the bug fix and baseline

Confirm that the generation bug is resolved and that the model produces correct outputs without caching. Establish a baseline for performance and memory usage to measure the impact of caching.

2. Design the cache structure

Decide on the cache shape and data type (e.g., per-layer key and value tensors of shape [batch, num_heads, seq_len, head_dim]). Consider whether to preallocate or grow dynamically, and how to handle batch size and beam search.

3. Modify the attention computation

At each decode step, compute the query for the new token only, and attend over the concatenation of cached keys/values and the new key/value. Update the cache with the new key/value for the next step.

4. Adjust masking and positional encoding

Ensure the attention mask correctly prevents attending to future tokens and that positional encodings are applied appropriately to the new token relative to the cached prefix.

5. Validate and benchmark

Compare outputs with and without caching to ensure correctness. Measure latency and memory improvements, and test with varying sequence lengths and batch sizes to understand trade-offs.

Key Points to Mention

  • Reduction in computational complexity from O(n^2) to O(n) per step for attention over the sequence.
  • Memory overhead of storing keys and values for all layers and heads, which scales with sequence length and batch size.
  • Handling of the attention mask to prevent attending to future tokens and to manage padding.
  • Correctness verification by comparing cached and non-cached generation outputs.
  • Potential optimizations like cache quantization or eviction policies for very long sequences.
  • Integration with existing decoding strategies (greedy, beam search) and the need to manage cache per beam.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q3

What is the memory footprint of a KV cache as context length grows, and what approaches exist to reduce it?

System DesignTechnical Trade-offs
Author's notes

Knew the linear growth answer.

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AI HintsAI Generated

Suggested Approach

Start by deriving the memory formula for KV cache: 2 * batch_size * num_layers * num_heads * head_dim * seq_len * bytes_per_element. Then explain how it scales linearly with context length and batch size, and discuss trade-offs of reduction techniques like MQA, GQA, quantization, and paged attention.

Pro tip: Quantify the impact: for a 70B model with 80 layers, 64 heads, head_dim 128, and FP16, each token adds ~2.6 MB to the cache. This concrete number shows you understand real-world implications.

1. Derive the memory formula

Write the KV cache size formula: 2 (for K and V) * batch_size * num_layers * num_heads * head_dim * seq_len * bytes_per_element. Explain each term and why it's multiplied.

2. Analyze scaling with context length

Show that memory grows linearly with sequence length and batch size. For long contexts (e.g., 128k tokens), the cache can exceed model weights, becoming a bottleneck.

3. Discuss reduction techniques

Cover architectural changes (MQA, GQA), quantization (FP8, INT8), memory management (PagedAttention, vLLM), and algorithmic optimizations (sliding window, sparse attention).

4. Evaluate trade-offs

For each technique, mention impact on memory, compute, and model quality. E.g., MQA reduces memory but may hurt quality; quantization saves memory but adds dequant overhead.

5. Conclude with practical recommendations

Summarize that the best approach depends on constraints: GQA for quality-sensitive, quantization for memory-bound, PagedAttention for serving many requests.

Key Points to Mention

  • KV cache size formula and linear scaling with sequence length and batch size
  • Multi-Query Attention (MQA) and Grouped-Query Attention (GQA) reduce number of KV heads
  • Quantization of KV cache to FP8/INT8 reduces memory by 2-4x with minimal accuracy loss
  • PagedAttention and vLLM manage memory efficiently by paging and sharing
  • Sliding window attention and sparse attention reduce effective context length
  • Trade-offs: memory vs. compute vs. model quality, and implementation complexity

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q4

How does batched generation with sequences of different lengths interact with a shared KV cache and the causal mask?

System DesignAlgorithms & Data Structures
Author's notes

Honestly tripped me up a bit.

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AI HintsAI Generated

Suggested Approach

Start by explaining the purpose of the KV cache and causal mask in autoregressive generation. Then describe how batching sequences of different lengths requires padding and careful masking to avoid cross-contamination. Finally, discuss the interaction: the KV cache stores keys/values per sequence, and the causal mask must be adjusted to prevent attending to padding tokens and future tokens.

Pro tip: Mention that efficient implementations often use sequence lengths to pack sequences without padding (e.g., via block-diagonal masks or varlen attention) to maximize GPU utilization and avoid wasted computation on padding.

1. Explain KV cache and causal mask basics

Define KV cache as a mechanism to store past keys and values for each layer to avoid recomputation. Explain causal mask as a lower-triangular matrix ensuring each position attends only to previous positions.

2. Describe batched generation with variable lengths

In a batch, sequences have different lengths, so they are padded to the maximum length. This introduces padding tokens that should not influence the generation of real tokens.

3. Detail KV cache management per sequence

Each sequence in the batch has its own KV cache, typically stored as a tensor of shape [batch, num_heads, max_len, head_dim]. The cache is updated only for valid positions, and padding positions are ignored or masked.

4. Explain causal mask adjustments for padding

The causal mask must be combined with a padding mask to prevent attending to padding tokens. This is often done by setting attention scores to -inf for padding positions and future positions.

5. Discuss implications and optimizations

Padding wastes computation and memory. Techniques like sequence packing, varlen attention, or block-diagonal masks can avoid padding and improve efficiency.

Key Points to Mention

  • KV cache stores keys and values for each layer to avoid recomputation during autoregressive decoding.
  • Causal mask ensures autoregressive property: each token attends only to previous tokens.
  • Padding is used to batch variable-length sequences, but requires masking to prevent cross-contamination.
  • The causal mask must be combined with a padding mask (e.g., by adding -inf to attention scores for padding positions).
  • KV cache for padding positions should not be updated or should be masked out during attention.
  • Efficient implementations use sequence packing or varlen attention to avoid padding and improve GPU utilization.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q5

Implement a custom matrix multiply op as a torch.autograd.Function, including both the forward pass and a from-scratch derivation of the backward gradients for both operands.

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

The derivation part is where you either know it or you don't.

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AI HintsAI Generated

Suggested Approach

Start by defining the custom autograd function class with static forward and backward methods, then derive the gradients for both operands using matrix calculus. In the backward pass, compute gradients with respect to inputs using the chain rule and return them in the correct order.

Pro tip: Emphasize that the backward pass must handle non-contiguous tensors and broadcasting correctly, and mention that using torch.autograd.gradcheck validates your implementation. This shows attention to correctness and testing.

1. Define the custom autograd function

Create a subclass of torch.autograd.Function with static forward and backward methods. In forward, save the input tensors needed for backward and return the output.

2. Derive gradients for both operands

For C = A @ B, the gradient with respect to A is grad_output @ B.T and with respect to B is A.T @ grad_output. Explain the derivation using the chain rule and matrix calculus.

3. Implement the backward pass

In backward, compute grad_A and grad_B using the derived formulas, ensuring correct handling of batch dimensions and broadcasting. Return gradients in the same order as forward inputs.

4. Test and validate

Use torch.autograd.gradcheck to verify the gradients numerically. Also test with different shapes and non-contiguous inputs to ensure robustness.

Key Points to Mention

  • Chain rule and matrix calculus for deriving gradients
  • Handling of batch dimensions and broadcasting in backward
  • Saving tensors in forward for use in backward
  • Correct ordering of returned gradients
  • Numerical gradient checking with torch.autograd.gradcheck
  • Performance considerations (e.g., avoiding unnecessary computations)

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q6

When A or B is broadcast in the matmul (say, one weight matrix multiplied against a batch of inputs), how does the backward change and over which axes do you sum the gradient?

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

You have to sum over the broadcast axes to get the gradient back to the original shape.

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AI HintsAI Generated

Suggested Approach

Start by recalling the forward pass of matrix multiplication with broadcasting, then derive the backward pass using the chain rule and the fact that gradients of a broadcast operation require summing over the broadcasted axes. Emphasize that the summation axes correspond to the dimensions that were expanded during the forward pass, and that the gradient with respect to the non-broadcasted operand is computed by contracting over the appropriate axes.

Pro tip: When explaining, use a concrete example like a weight matrix (A) multiplied by a batch of inputs (B) where B has an extra batch dimension, and show how the gradient for A sums over the batch dimension. This demonstrates practical understanding and avoids abstract confusion.

1. Clarify the forward operation and broadcasting

Describe the forward pass: if A is a weight matrix of shape (m, n) and B is a batch of inputs of shape (k, n, p) broadcasted to (k, m, p), then the output C has shape (k, m, p). Identify which dimensions are broadcasted.

2. Derive the gradient with respect to the non-broadcasted operand

For the operand that is not broadcasted (e.g., A), the gradient is obtained by summing over the broadcasted axes. In the example, dL/dA = sum over k of (dL/dC_k @ B_k^T), effectively summing over the batch dimension.

3. Derive the gradient with respect to the broadcasted operand

For the operand that is broadcasted (e.g., B), the gradient is computed by summing over the broadcasted axes after multiplying with the other operand. In the example, dL/dB_k = A^T @ dL/dC_k, and if B was broadcasted from shape (n, p) to (k, n, p), then dL/dB = sum over k of dL/dB_k.

4. Generalize to arbitrary broadcasting

State the general rule: for any broadcasted dimension, the gradient is summed over that dimension. The summation axes are exactly the axes that were expanded (size 1) in the forward pass.

5. Connect to implementation and efficiency

Mention that in practice, deep learning frameworks handle this automatically via broadcasting semantics in autograd, but understanding the summation axes is crucial for debugging and custom implementations.

Key Points to Mention

  • Broadcasting in forward pass expands dimensions of size 1 to match the other operand.
  • Backward pass for broadcasted dimensions requires summing over the expanded axes.
  • For matrix multiplication, the gradient with respect to one operand involves a matrix product with the transpose of the other operand.
  • The summation axes are determined by comparing the shapes of the operands and the output.
  • In a batch setting, the batch dimension is often the one summed over when computing gradients for shared weights.
  • Autograd systems like PyTorch and TensorFlow handle this implicitly, but manual derivation is important for custom layers.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q7

Explain how a parallel prefix scan like Hillis-Steele could be applied to parallelize the tiled accumulation in matrix multiply, and be honest about when it actually helps versus when it doesn't.

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

This was the follow-up I felt least prepared for.

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AI HintsAI Generated

Suggested Approach

Start by explaining the tiled accumulation in matrix multiply and how a parallel prefix scan can replace sequential accumulation across tiles. Then discuss the conditions under which Hillis-Steele scan provides speedup, such as large numbers of tiles and sufficient parallelism, and when it doesn't, like small tile counts or when memory bandwidth is the bottleneck.

Pro tip: Emphasize that the scan's benefit depends on the ratio of tiles to available parallel resources; in practice, for typical matrix sizes, the overhead often outweighs gains, so it's crucial to profile before adopting.

1. Describe tiled accumulation

Explain that matrix multiply is often tiled to improve cache locality, and accumulation across tiles is typically sequential. This sequential dependency limits parallelism.

2. Introduce parallel prefix scan

Define Hillis-Steele scan as an inclusive scan that computes prefix sums in O(log n) steps with O(n log n) work, using parallel processors. It can compute all partial sums of tile contributions in parallel.

3. Apply scan to tiled accumulation

Show how to treat each tile's contribution as an element in a sequence, then use a parallel prefix scan to compute cumulative sums across tiles. This allows each tile's output to be computed independently once the scan is done.

4. Analyze when it helps

Discuss scenarios where it helps: large number of tiles (e.g., many K-dimension tiles), abundant parallel hardware (many cores/threads), and when the scan's logarithmic depth reduces critical path. Also note it helps when tile contributions are independent and can be computed in parallel.

5. Analyze when it doesn't help

Discuss limitations: small number of tiles (overhead dominates), memory bandwidth bound (scan adds extra memory traffic), and when the sequential accumulation is already fast due to small K. Also note that scan increases total work (O(n log n) vs O(n)), which may not be worth it if parallelism is limited.

Key Points to Mention

  • Tiled matrix multiply and the sequential accumulation bottleneck
  • Hillis-Steele scan: O(log n) depth, O(n log n) work, and its parallel nature
  • Mapping tile contributions to scan elements and computing prefix sums
  • Conditions for benefit: many tiles, high parallelism, critical path reduction
  • Conditions against: few tiles, memory-bound, increased work, overhead
  • Practical considerations: profiling, hardware characteristics, and alternative parallelization strategies

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q8

Hillis-Steele is step-efficient but not work-efficient at O(n log n) work. When would a Blelloch scan be preferable and what is the tradeoff?

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

Short answer: Blelloch does O(n) work but needs two passes (reduce then downsweep), so it's better when work efficiency matters more than latency.

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AI HintsAI Generated

Suggested Approach

Start by contrasting the work and step complexity of Hillis-Steele and Blelloch scans, then explain that Blelloch is preferable when work efficiency is critical, such as on memory-constrained or throughput-oriented hardware. Discuss the tradeoff: Blelloch requires more steps (2n-1) and synchronization, making it less suitable for latency-sensitive or small-scale parallel systems.

Pro tip: Mention that in practice, hybrid approaches or using Blelloch for large arrays and Hillis-Steele for small arrays can balance work and step efficiency. Also, relate to ML: Blelloch is useful for parallelizing operations like prefix sums in attention mechanisms or gradient computations where work efficiency matters.

1. Define the algorithms

Briefly describe Hillis-Steele and Blelloch scans, highlighting their work and step complexities: Hillis-Steele O(n log n) work, O(log n) steps; Blelloch O(n) work, O(log n) steps but with more constant factors.

2. Identify when Blelloch is preferable

Explain scenarios where work efficiency is paramount: limited memory bandwidth, large n, throughput-oriented hardware (GPUs), or when energy efficiency is critical. Also, when the algorithm is part of a larger computation where total work dominates.

3. Discuss the tradeoff

Highlight that Blelloch has higher step complexity (2n-1 steps vs. n log n? Actually, Blelloch has O(log n) steps but with two phases and more synchronization) and may have lower parallelism for small n. It also requires more complex implementation (up-sweep and down-sweep).

4. Relate to ML context

Connect to ML engineering: e.g., prefix sums in parallel algorithms for training (e.g., computing cumulative sums for attention or normalization), where work efficiency can reduce memory usage and improve scalability.

5. Conclude with practical recommendation

Summarize that choice depends on hardware, problem size, and whether latency or throughput is more important. Mention that often a hybrid or adaptive approach is used.

Key Points to Mention

  • Work complexity: Hillis-Steele O(n log n) vs. Blelloch O(n)
  • Step complexity: Both O(log n) but Blelloch has higher constant factors and more synchronization
  • Blelloch's two-phase approach (up-sweep and down-sweep) and its implications
  • Memory access patterns and cache efficiency
  • Use cases: large arrays, throughput-oriented hardware, memory-bound operations
  • Tradeoff: Blelloch is more work-efficient but less step-efficient and more complex to implement

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.