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Openai·Machine Learning Engineer·Technical Phone Screen·Senior

Senior
Jun 2026

Summary

60-minute coding round for an ML Engineer role at OpenAI, focused entirely on NumPy. No high-level frameworks, just raw array math and making sure you actually understand what's happening under the hood.

Questions Asked (5)

Q1

Solve a NumPy array manipulation puzzle using only vectorized operations. No Python loops allowed.

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

The no-loops constraint is where people trip up.

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AI HintsAI Generated

Suggested Approach

First, clarify the puzzle's exact input/output and constraints, then decompose it into vectorized building blocks like broadcasting, boolean masking, and axis-wise reductions. Implement step-by-step, verifying shapes and intermediate results, and discuss trade-offs between memory and speed.

Pro tip: Proactively mention potential pitfalls like unintended copies or memory blow-ups from broadcasting, and suggest alternatives like using `np.einsum` or `np.where` for clarity and performance.

1. Clarify the problem

Restate the puzzle in your own words, confirm input/output shapes and data types, and ask about edge cases or constraints (e.g., memory, time).

2. Identify vectorized primitives

Break the problem into operations that can be expressed with NumPy functions like reshaping, broadcasting, boolean indexing, and reductions.

3. Design the vectorized solution

Combine primitives into a sequence of array operations, ensuring no Python loops are used and that intermediate shapes are compatible.

4. Verify and optimize

Test with small examples, check for correctness, and consider performance trade-offs (e.g., memory vs. speed) and alternative implementations.

5. Communicate trade-offs

Explain why your approach is efficient, mention any limitations, and discuss how it scales with data size.

Key Points to Mention

  • Broadcasting rules and how to leverage them to avoid explicit loops
  • Boolean masking and fancy indexing for conditional operations
  • Axis-wise reductions (sum, mean, max) and their role in aggregation
  • Memory layout (C vs. Fortran order) and its impact on performance
  • Alternatives like np.einsum, np.where, and np.select for complex operations
  • Trade-offs between readability, memory usage, and computational speed

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q2

Implement a fully-connected layer in NumPy, including both the forward pass and the backward pass.

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

Getting the forward pass is fine, most people can do that.

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AI HintsAI Generated

Suggested Approach

Start by clearly defining the layer's parameters and the forward pass equations, then derive the gradients for the backward pass using the chain rule. Implement both passes in NumPy with vectorized operations, and verify correctness with a small numerical gradient check.

Pro tip: Mention that you would use the transpose of the weight matrix in the backward pass to propagate gradients to the input, and that caching the input during forward pass is essential for efficient gradient computation.

1. Define parameters and initialization

Specify the weight matrix W of shape (input_dim, output_dim) and bias vector b of shape (output_dim,). Initialize them appropriately (e.g., Xavier/Glorot) to avoid vanishing/exploding gradients.

2. Implement forward pass

Compute the linear transformation: Z = X @ W + b, where X is the input batch of shape (batch_size, input_dim). Optionally apply an activation function, but for a fully-connected layer, the linear output is sufficient.

3. Derive backward pass gradients

Given the upstream gradient dZ of shape (batch_size, output_dim), compute gradients: dW = X.T @ dZ, db = sum(dZ, axis=0), and dX = dZ @ W.T. These follow from the chain rule and matrix calculus.

4. Implement backward pass in NumPy

Code the gradient computations using vectorized operations. Ensure that the shapes match: dW has same shape as W, db as b, and dX as X.

5. Verify with numerical gradient check

Use finite differences to approximate gradients and compare with analytical gradients. This ensures correctness and catches implementation errors.

Key Points to Mention

  • Vectorized implementation using NumPy's matrix multiplication (@ or np.dot) for efficiency.
  • Caching the input X during forward pass for use in backward pass.
  • Correct gradient formulas: dW = X.T @ dZ, db = np.sum(dZ, axis=0), dX = dZ @ W.T.
  • Handling of batch dimension: gradients are summed over the batch for db, but not for dW and dX.
  • Initialization strategies (e.g., Xavier) and their impact on training.
  • Numerical gradient checking to validate the backward pass.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q3

Implement softmax and cross-entropy loss from scratch in NumPy, including the backward pass.

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

Numerical stability is the whole point of this question.

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AI HintsAI Generated

Suggested Approach

Start by clearly defining the forward pass for softmax and cross-entropy, emphasizing numerical stability. Then derive the gradient of the combined loss with respect to logits, and implement both forward and backward passes in NumPy. Finally, validate with a simple example and discuss trade-offs.

Pro tip: Mention that the gradient of cross-entropy with softmax simplifies to (softmax - one_hot) / batch_size, which avoids computing the full Jacobian. This shows deep understanding and efficiency.

1. Define forward pass with numerical stability

Implement softmax by subtracting the max logit for stability, then compute cross-entropy loss using log-softmax. Explain why this avoids overflow/underflow.

2. Derive gradient of loss w.r.t. logits

Show that the gradient simplifies to (softmax - one_hot) / N, and explain the chain rule cancellation. This is key for an efficient backward pass.

3. Implement backward pass in NumPy

Write a function that takes logits and true labels, computes softmax, and returns the gradient. Ensure it handles batch inputs and is vectorized.

4. Validate with a simple example

Test with a small batch and compare against numerical gradients or a known case (e.g., uniform logits) to ensure correctness.

5. Discuss trade-offs and optimizations

Mention memory vs. computation trade-offs, e.g., not materializing the Jacobian, and how this integrates into a neural network training loop.

Key Points to Mention

  • Numerical stability: subtract max logit before exponentiation to prevent overflow.
  • Log-sum-exp trick for computing cross-entropy loss stably.
  • Gradient simplification: dL/dz = softmax(z) - y_one_hot, divided by batch size.
  • Vectorized implementation for batch processing.
  • Avoiding explicit computation of the Jacobian matrix for efficiency.
  • Integration with backpropagation in a neural network (e.g., as a loss layer).

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q4

Implement batch normalization forward and backward passes from scratch.

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

Genuinely hard to get right under time pressure.

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AI HintsAI Generated

Suggested Approach

Start by clarifying the scope: whether to implement batch normalization for a fully-connected layer or a convolutional layer, and whether to include running statistics for inference. Then derive the forward pass equations, carefully track intermediate values needed for the backward pass, and implement both passes with vectorized operations. Finally, verify correctness with a small numerical gradient check.

Pro tip: Emphasize that batch normalization's backward pass is often the trickiest part due to the dependency on the batch mean and variance; explicitly write out the chain rule and simplify to avoid redundant computations. Mention that using the running mean and variance during inference is crucial for deployment.

1. Clarify requirements and assumptions

Ask whether the implementation is for training only or also inference, and whether it's for a dense layer or convolutional layer. Confirm the input shape and whether gamma and beta are learnable parameters.

2. Derive forward pass equations

Write the equations for batch mean, variance, normalization, scale and shift. Note the use of epsilon for numerical stability and the update of running statistics if applicable.

3. Derive backward pass using chain rule

Compute gradients with respect to gamma, beta, and the input. Use the chain rule and simplify expressions to avoid unnecessary computations, leveraging the fact that the mean and variance depend on the input.

4. Implement with vectorized operations

Code the forward and backward passes using efficient tensor operations, avoiding loops. Cache intermediate values like normalized inputs and batch statistics for the backward pass.

5. Validate with numerical gradient check

Use a small random input and compare analytical gradients with numerical gradients computed via finite differences to ensure correctness.

Key Points to Mention

  • Batch normalization reduces internal covariate shift and allows higher learning rates.
  • The forward pass computes batch mean and variance, normalizes, then scales and shifts with learnable parameters gamma and beta.
  • The backward pass requires gradients w.r.t. gamma, beta, and input; the input gradient involves terms from both the mean and variance dependencies.
  • Running averages of mean and variance are used during inference to avoid dependence on batch statistics.
  • Numerical stability is ensured by adding a small epsilon to the variance.
  • Vectorized implementation is crucial for efficiency, especially for large batches.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q5

Implement a basic optimizer update rule from scratch, such as SGD or Adam, in NumPy.

Algorithms & Data StructuresTechnical Trade-offs
Author's notes

SGD is trivial.

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AI HintsAI Generated

Suggested Approach

Start by clarifying the optimizer and interface, then implement it with clear, vectorized NumPy code. Explain each component and discuss trade-offs like memory vs. convergence.

Pro tip: Demonstrate production awareness by mentioning state initialization, handling of edge cases (e.g., zero gradients), and how your implementation would integrate into a training loop.

1. Clarify requirements and interface

Confirm which optimizer (SGD or Adam) and the expected API (e.g., update(params, grads) or step). Ask about default hyperparameters and whether to include bias correction.

2. Outline the algorithm

Briefly describe the update rule: for SGD, params -= lr * grads; for Adam, compute moving averages of gradients and squared gradients, then apply bias correction and update.

3. Implement with NumPy

Write vectorized code using NumPy arrays. Initialize state variables (e.g., m, v, t) and perform element-wise operations to update parameters.

4. Test and validate

Test on a simple convex function (e.g., quadratic) to ensure convergence. Compare with a known implementation or analytical solution.

5. Discuss trade-offs and extensions

Mention memory overhead of Adam, sensitivity to hyperparameters, and potential improvements like weight decay or gradient clipping.

Key Points to Mention

  • Vectorization for efficiency and avoiding Python loops
  • State initialization and management (e.g., m, v, t for Adam)
  • Bias correction in Adam and its purpose
  • Hyperparameters: learning rate, beta1, beta2, epsilon
  • Numerical stability (e.g., adding epsilon to denominator)
  • Integration with a training loop and parameter updates

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.