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DRW·Machine Learning Engineer·Take-home Assignment·Senior

Senior
Jun 2026

Summary

DRW ML Engineer take-home, basically a full imbalanced classification pipeline build from scratch. Pretty involved for a single assignment but the scope made sense given the role.

Questions Asked (5)

Q1

Build an end-to-end binary classification pipeline for an imbalanced dataset using scikit-learn and imbalanced-learn, including preprocessing, resampling, and a classifier of your choice.

Technical Trade-offsAlgorithms & Data StructuresSystem Design
Author's notes

The scope of this thing was bigger than I expected.

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AI HintsAI Generated

Suggested Approach

Structure your answer as a modular pipeline: start with data loading and EDA to understand imbalance, then build preprocessing (imputation, scaling, encoding) within a ColumnTransformer, apply resampling (e.g., SMOTE) only on training folds to avoid leakage, and train a classifier like Random Forest or Logistic Regression with class weights. Emphasize evaluation using precision-recall AUC and F1-score, and discuss trade-offs between resampling methods and threshold tuning.

Pro tip: Always perform resampling inside cross-validation folds (e.g., using imblearn's Pipeline) to prevent data leakage; this is a common pitfall that interviewers look for.

1. Understand the data and imbalance

Load the dataset, check class distribution, and identify missing values and feature types. Discuss the implications of imbalance and choose appropriate metrics (e.g., precision-recall AUC, F1).

2. Build preprocessing pipeline

Create a ColumnTransformer for numeric (impute, scale) and categorical (impute, one-hot encode) features. Ensure all preprocessing is fit only on training data to avoid leakage.

3. Integrate resampling and classifier

Use imblearn's Pipeline to combine preprocessing, resampling (e.g., SMOTE, RandomUnderSampler), and a classifier (e.g., RandomForest with class_weight='balanced'). Explain why resampling is applied only to training folds.

4. Train and evaluate with cross-validation

Use StratifiedKFold to maintain class ratios. Evaluate using precision, recall, F1, and PR AUC. Compare with and without resampling, and consider threshold tuning.

5. Discuss trade-offs and next steps

Talk about pros/cons of different resampling methods, classifier choices, and potential improvements like hyperparameter tuning or ensemble methods.

Key Points to Mention

  • Data leakage prevention: resampling only on training folds
  • Choice of evaluation metrics for imbalanced data (PR AUC, F1, recall)
  • Comparison of resampling techniques (SMOTE, ADASYN, undersampling) and their trade-offs
  • Use of class weights as an alternative to resampling
  • Integration of imblearn Pipeline with scikit-learn's ColumnTransformer
  • Threshold tuning to optimize for business metric (e.g., precision at high recall)

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q2

Compare using class_weight adjustments versus explicit resampling techniques for handling class imbalance, and justify your approach.

Technical Trade-offsAlgorithms & Data Structures
Author's notes

This is the part I actually found interesting.

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AI HintsAI Generated

Suggested Approach

Start by acknowledging that both approaches address class imbalance but differ in implementation and impact. Compare them across key dimensions like computational cost, risk of overfitting, and effect on probability calibration. Conclude with a justified recommendation based on the specific problem context, such as dataset size, model type, and evaluation metric.

Pro tip: Emphasize that class_weight is often preferred for tree-based models and when preserving the original data distribution is important, while resampling can be more effective for distance-based models but requires careful validation to avoid overfitting. Mention that combining both can sometimes yield better results, but always validate with cross-validation and appropriate metrics like AUC-PR or F1-score.

1. Define the problem and evaluation metric

Clarify the specific class imbalance scenario and the business objective. Choose an evaluation metric that reflects the cost of misclassification, such as precision-recall AUC or F1-score, rather than accuracy.

2. Explain class_weight adjustments

Describe how class_weight modifies the loss function to penalize misclassifications of the minority class more heavily. Highlight that it's computationally efficient and doesn't alter the data distribution.

3. Explain resampling techniques

Discuss oversampling (e.g., SMOTE) and undersampling methods, noting they change the training data distribution. Mention potential risks like overfitting (oversampling) or information loss (undersampling).

4. Compare trade-offs

Contrast the two approaches on dimensions like computational cost, risk of overfitting, impact on probability calibration, and compatibility with different algorithms. Provide examples of when each is preferable.

5. Justify your approach

State your recommended approach based on the context, such as using class_weight for large datasets or tree-based models, and resampling for small datasets or when the model is sensitive to class distribution. Mention that combining methods or using ensemble techniques can be considered.

Key Points to Mention

  • Class_weight adjusts the loss function to penalize minority class errors more, without changing data distribution.
  • Resampling alters the training data distribution, which can lead to overfitting (oversampling) or loss of information (undersampling).
  • Computational efficiency: class_weight is generally faster and requires less memory than resampling.
  • Impact on probability calibration: class_weight may produce well-calibrated probabilities if the model supports it, while resampling can distort them.
  • Model compatibility: some models (e.g., SVM, logistic regression) support class_weight natively, while others may not.
  • Evaluation should use metrics robust to imbalance, such as AUC-PR, F1-score, or Matthews correlation coefficient.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q3

Tune hyperparameters using stratified k-fold cross-validation with ROC-AUC as the primary metric, and also report PR-AUC.

Algorithms & Data StructuresProduct Analytics & Metrics
Author's notes

Standard GridSearchCV with StratifiedKFold, nothing too surprising.

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AI HintsAI Generated

Suggested Approach

Start by explaining why stratified k-fold is crucial for imbalanced classification, then outline a systematic hyperparameter tuning process using ROC-AUC as the selection metric while tracking PR-AUC for robustness. Emphasize the importance of proper cross-validation setup, avoiding data leakage, and interpreting both metrics in the context of the business problem.

Pro tip: Mention that ROC-AUC can be overly optimistic on highly imbalanced datasets, so PR-AUC provides a more discriminative view of performance; always report both and consider the precision-recall trade-off relevant to the application.

1. Set up stratified k-fold cross-validation

Split the data into k folds while preserving the class distribution in each fold, ensuring representative training and validation sets for imbalanced data.

2. Define hyperparameter search space and method

Choose a search strategy (grid, random, or Bayesian) and specify the hyperparameters to tune (e.g., learning rate, max depth, regularization) based on the model type.

3. Evaluate with ROC-AUC and PR-AUC

For each hyperparameter combination, compute ROC-AUC and PR-AUC on each fold, then average the scores across folds to select the best configuration based on ROC-AUC.

4. Analyze and report results

Compare the best model's ROC-AUC and PR-AUC, discuss any discrepancies, and consider the business implications of the precision-recall trade-off.

Key Points to Mention

  • Stratified k-fold ensures each fold has the same class proportion, which is vital for imbalanced datasets.
  • ROC-AUC measures the model's ability to rank positive instances higher than negatives, but can be misleading when classes are highly imbalanced.
  • PR-AUC focuses on the positive class and is more informative when the positive class is rare.
  • Use nested cross-validation or a separate validation set to avoid overfitting during hyperparameter tuning.
  • Consider the computational cost and choose an efficient search method like random or Bayesian optimization.
  • Always set a random seed for reproducibility and report confidence intervals or standard deviations across folds.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q4

Produce evaluation artifacts including a confusion matrix at a chosen threshold, ROC and PR curves, a calibration curve, and demonstrate threshold tuning to hit a precision target of at least 0.9 while optimizing recall or F1.

Algorithms & Data StructuresRoot Cause Analysis
Author's notes

The calibration curve was the part I spent the most time on.

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AI HintsAI Generated

Suggested Approach

Start by outlining the evaluation pipeline: compute probabilities, generate ROC and PR curves, plot a calibration curve, and then select a threshold that meets the precision target while maximizing recall or F1. Emphasize that threshold tuning should be done on validation data and that the confusion matrix at the chosen threshold summarizes the final trade-off. Conclude by discussing how to communicate these artifacts to stakeholders.

Pro tip: Always report the threshold and the corresponding precision, recall, and F1 in the confusion matrix, and mention that the choice depends on business costs—this shows you understand the practical implications beyond just metrics.

1. Generate probability outputs and basic curves

Obtain predicted probabilities from your model on a validation set. Plot the ROC curve (TPR vs. FPR) and the Precision-Recall curve to visualize performance across all thresholds.

2. Assess calibration

Create a calibration curve (reliability diagram) to check if predicted probabilities align with observed frequencies. If not, consider calibration methods like Platt scaling or isotonic regression.

3. Tune threshold for precision target

Scan thresholds to find the lowest threshold where precision ≥ 0.9. Among those, select the one that maximizes recall or F1, depending on the goal. Document the chosen threshold.

4. Produce confusion matrix and final metrics

At the selected threshold, compute the confusion matrix and report precision, recall, F1, and any other relevant metrics. Visualize the matrix for clarity.

5. Interpret and communicate results

Explain the trade-offs and how the threshold aligns with business objectives. Discuss potential next steps like model improvement or cost-sensitive learning.

Key Points to Mention

  • ROC curve plots TPR vs. FPR; PR curve is more informative for imbalanced datasets.
  • Calibration curve assesses probability reliability; miscalibration can affect threshold selection.
  • Threshold tuning involves selecting a cutoff that meets precision target while optimizing recall/F1.
  • Confusion matrix at chosen threshold provides counts of TP, FP, TN, FN.
  • Precision-recall trade-off and its dependence on business costs.
  • Use validation set for threshold tuning to avoid overfitting to test data.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.

Q5

Ensure the code is reproducible with fixed random seeds and well-documented throughout.

Technical Trade-offs
Author's notes

Set seeds everywhere: numpy, random, and inside each estimator.

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AI HintsAI Generated

Suggested Approach

Frame your answer around reproducibility as a core engineering discipline, not just a checkbox. Explain how you enforce determinism at every layer—from data loading to model training—and how you document assumptions and seeds so results can be independently verified. Emphasize that this practice is critical in trading environments where small nondeterministic variations can lead to significant financial discrepancies.

Pro tip: Mention that you treat random seeds as part of the experiment's configuration and log them alongside hyperparameters and code versions, so any result can be exactly reproduced. Also note that you validate reproducibility by running the pipeline twice and comparing outputs bit-for-bit.

1. Define reproducibility scope

Clarify what needs to be reproducible: data splits, model initialization, training order, and evaluation metrics. State that you aim for bitwise reproducibility where feasible.

2. Control all randomness sources

Set seeds for Python, NumPy, TensorFlow/PyTorch, and any other libraries. Also control nondeterministic operations (e.g., cuDNN, data shuffling) and document any unavoidable nondeterminism.

3. Document environment and dependencies

Record library versions, hardware details, and environment variables. Use tools like Docker or conda to freeze the environment, and include a README with setup instructions.

4. Implement logging and versioning

Log seeds, hyperparameters, and code commit hashes for every run. Use experiment tracking tools (e.g., MLflow, Weights & Biases) to store artifacts and metadata.

5. Verify and automate reproducibility

Run the pipeline twice and compare outputs. Add automated tests that check for deterministic behavior, and integrate them into CI/CD to catch regressions.

Key Points to Mention

  • Setting seeds for all random number generators (Python, NumPy, framework-specific).
  • Controlling nondeterministic GPU operations (e.g., setting torch.backends.cudnn.deterministic = True).
  • Documenting data versions and splits to ensure consistent train/validation/test sets.
  • Using environment management tools (Docker, conda) to pin dependencies.
  • Logging seeds and hyperparameters with experiment tracking tools.
  • Automated testing for reproducibility (e.g., comparing outputs across runs).

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.