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Optiver·Software Engineer·Technical Phone Screen·Intermediate

Intermediate
May 2026

Summary

Optiver software engineer interview with a meaty binary tree validation and serialization problem. The kind of question where you think you understand it and then realize halfway through you've missed an edge case.

Questions Asked (1)

Q1

Given an unordered list of parent-child pairs representing edges of a supposed binary tree, validate the structure by detecting errors in a strict priority order (input format error, duplicate edge, too many children per node, multiple roots, cycle), then if valid, construct the tree and output its lexicographically smallest S-expression by serializing children in alphabetical order at each node.

Algorithms & Data StructuresSystem DesignTechnical Trade-offs
Author's notes

This one wrecked my initial confidence.

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AI HintsAI Generated

Suggested Approach

First, clarify the exact validation rules and priority order, then design a multi-pass algorithm that checks each error condition in the specified sequence. After validation, build the tree using a hash map for parent-child relationships, and serialize it recursively with children sorted alphabetically. Discuss time/space complexity and potential trade-offs.

Pro tip: Emphasize that the priority order is critical: you must short-circuit on the first error encountered, and explicitly state that you'll validate the input format before any structural checks. This shows attention to detail and prevents wasted computation.

1. Clarify requirements and edge cases

Ask questions to confirm the exact format of input pairs, what constitutes an 'input format error', and the precise definition of each error condition. Also confirm the expected output format for the S-expression.

2. Design validation passes in priority order

Plan separate checks for each error type, executed in the given order: input format, duplicate edge, too many children, multiple roots, cycle. Use appropriate data structures (e.g., sets for duplicates, maps for child counts) and short-circuit on first error.

3. Construct the tree and detect cycles

If all validations pass, build the tree using adjacency lists. Detect cycles via DFS or by ensuring the number of edges equals nodes-1 and all nodes are reachable from the root.

4. Serialize to lexicographically smallest S-expression

Recursively serialize the tree, sorting children alphabetically at each node to ensure the lexicographically smallest string. Format as (root child1 child2 ...).

5. Analyze complexity and discuss trade-offs

State the time and space complexity of your solution (likely O(n log n) due to sorting). Discuss alternative approaches, such as combining validation passes or using union-find for cycle detection, and their trade-offs.

Key Points to Mention

  • Priority order of validation: input format, duplicate edge, too many children, multiple roots, cycle.
  • Use of hash maps/sets for efficient duplicate detection and child counting.
  • Cycle detection via DFS or edge count + connectivity check.
  • Sorting children alphabetically at each node for lexicographically smallest serialization.
  • Time complexity: O(n log n) due to sorting; space complexity: O(n).
  • Handling of edge cases: empty input, single node, disconnected components.

AI-generated suggestions, not part of the candidate's original notes. May be inaccurate — verify before relying on them.